Hello! I'm Shankar Kumawat
I'm a Chartered Accountant with over 10 years of experience in audits, regulatory compliance, and financial management, specializing in the capital markets industry. Proficient in conducting internal audits, risk identification, and enhancing regulatory compliance for stock market intermediaries, with deep expertise in SEBI, Exchange, and Depository regulations.
EXPERIENCE
2023-Present
Partner
SHANKAR RAMESH & CO LLP
I assist stock market intermediaries with SEBI registration, compliance management, and audits, ensuring regulatory adherence and efficiency. My expertise includes risk assessment, SME IPO audits, and financial reviews, helping market participants maintain transparency, sustainability, and operational effectiveness.
2022-2023
National Commodity & Derivatives Exchange Ltd. (NCDEX)
Manager
At NCDEX, I conducted audits, resolved compliance issues, and collaborated with SEBI on regulatory investigations. I developed inspection frameworks, drafted reports with actionable solutions, and led compliance workshops to enhance member adherence to regulatory standards.
2019-2022
Assistant Manager
Motilal Oswal Financial Services Limited
At Motilal Oswal, I strengthened compliance and risk management by conducting audits, identifying non-compliance, and enhancing internal controls. I managed regulatory inspections, implemented periodic reviews, and streamlined processes, ensuring adherence to governance frameworks and improving operational efficiency.
SKILLS
Internal Audit & Risk Assessment
Capital Market Compliance Knowledge
AI, Python & Cyber Security
MS-Office & Power BI
Financial Statements Audit
Use of AI & Designing Tools
EXPERTISE
SEBI Compliance Specialist
Audit Leader
Risk Management Expert
I steer stock market intermediaries through SEBI rules, ensuring airtight compliance with audits, policy drafting, and risk management. I’ve sparked transparency and efficiency—helping firms soar while staying legally sound.
I audited stock brokers, cut compliance risks with SEBI, and crafted inspection frameworks that deliver. My reports brought actionable fixes, and through workshops, I empowered teams to nail regulations—turning complexity into clarity every time.
I strengthened governance with precise internal audits, catching risks and bolstering controls. I spearheaded streamlined reviews, and rallied teams to lock in compliance—keeping operations seamless and regulators at bay, all through grit and focus.